Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (3 Nov 2016 to 3 Apr 2017)
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- CF30 Customer (17 Mar 2014 to 31 Dec 2014)
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- (223)Employed By (17 Mar 2014 to 31 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2013)
- CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (23 Feb 2007 to 7 Oct 2007)
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- Employed By (19 Feb 2007 to 7 Oct 2007)
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- CF21 Investment Adviser (17 Jun 2002 to 11 Oct 2006)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.