West Bromwich Building Society
- FRN
- 104877
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
2 Providence PlaceWest BromwichWest MidlandsB70 8AFUNITED KINGDOM- Phone
- +441215257070
-
Complaints Contact
West Bromwich Bldg Soc, 2 Providence PlaceWest BromwichWest MidlandsB70 8AFUNITED KINGDOM- Phone
- +4401217967860
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
-
Mortgage Servicing
For Customer, Regulated mortgage contract
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
-
Mortgage Lending
For Customer, Regulated mortgage contract
-
Loan Servicing
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Stuart Graeme Startup
IRN SGS00031
- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Aug 2005 to 9 May 2006)
-
Stuart James Hislop
IRN SJH01420
- CF29 Significant management (1 Nov 2007 to 10 May 2011)
- CF17 Significant Mgt (Other Business Operations) (8 May 2006 to 31 Oct 2007)
-
Stuart James Turner
IRN SJT01140
- SMF11 Chair of the Audit Committee (31 Jul 2018 to 23 Jul 2020)
-
Stuart Neil McDarby
IRN SNM00006
- CF30 Customer (1 Nov 2007 to 26 Mar 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
Stuart Peter Munger
IRN SPM00045
- CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2002)
-
Sukhjinder Kaur
IRN SXK00870
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
-
Susan Battle
IRN SXB01587
- CF2 Non Executive Director (1 Jul 2002 to 19 Jul 2006)
-
Susan Margaret Bowler
IRN SMB00074
- CF21 Investment Adviser (21 Jul 2005 to 22 Sep 2006)
- CF22 Investment Adviser (Trainee) (24 Jun 2005 to 21 Jul 2005)
-
Susan Rai-Hutchins
IRN SXR00144
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Feb 2005 to 31 Oct 2007)
-
Taseef Hussain
IRN TXH87720
- [FCA CF] Functions requiring qualifications (10 Jun 2019 to 30 Sep 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.