West Bromwich Building Society

• Principal Place of Business

  2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +441215257070

  Web

  https://www.westbrom.co.uk

• Complaints Contact

  West Bromwich Bldg Soc, 2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +4401217967860

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Terence Moran

  IRN TXM00031

  • CF21 Investment Adviser (9 May 2006 to 4 Aug 2006)
  • CF22 Investment Adviser (Trainee) (24 Jun 2005 to 9 May 2006)
• Thomas Michael Lynch

  IRN TML01021

  • SMF18 Other Overall Responsibility (7 Mar 2016 to 4 Mar 2020)
  • CF29 Significant management (1 Sep 2011 to 6 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2011)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Trevor Edwards Gibbons

  IRN TEG00008

  • CF21 Investment Adviser (29 Sep 2004 to 12 Aug 2005)
  • CF22 Investment Adviser (Trainee) (30 Oct 2003 to 29 Sep 2004)
• Trevor Nigel Thrower

  IRN TNT00002

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Jan 2007 to 4 May 2007)
• Trevor Willday

  IRN TXW00021

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF22 Investment Adviser (Trainee) (3 May 2007 to 31 Oct 2007)
• Umar Wasim Maqsood

  IRN UXM87723

  • [FCA CF] Functions requiring qualifications (27 Mar 2017 to 28 Aug 2020)
• Usma Hussain

  IRN UXH00018

  • [FCA CF] Functions requiring qualifications (17 May 2023 to 2 Apr 2025)
• Victoria Grant Mitchell

  IRN VGM01007

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2018 to 31 Mar 2024)
• Wayne Tarrier

  IRN WXT87726

  • SMF16 Compliance Oversight (since 24 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jan 2022)
  • [FCA CF] Significant management (6 Jul 2018 to 24 Jan 2022)
• Wendy Ann Hodge

  IRN WAH00008

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

No changes recorded yet.