Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Feb 2024 to 30 Apr 2024)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 30 Apr 2024)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (4 Nov 2015 to 6 Mar 2016)
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- CF30 Customer (16 Mar 2015 to 30 Oct 2015)
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- CF30 Customer (3 Sep 2010 to 8 Nov 2013)
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- CF30 Customer (20 Jan 2010 to 16 Sep 2010)
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- Employed By (20 Jan 2010 to 8 Nov 2013)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Jan 2007 to 4 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.