West Bromwich Building Society

• Principal Place of Business

  2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +441215257070

  Web

  https://www.westbrom.co.uk

• Complaints Contact

  West Bromwich Bldg Soc, 2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +4401217967860

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Sara Philippa Bennison

  IRN SPB01222

  • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2023)
• Sarah Teague

  IRN SXT87727

  • SMF5 Head of Internal Audit (since 1 May 2025)
  • [FCA CF] Significant management (19 Aug 2019 to 30 Apr 2024)
• Sarfraz Ahmed Munir

  IRN SAM01206

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF22 Investment Adviser (Trainee) (26 Mar 2007 to 31 Oct 2007)
• Scott Hinton

  IRN SXH00028

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
• Shamsher Singh Gola

  IRN SSG00002

  • CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2004)
  • Employed By (1 Oct 1998 to 16 Mar 2005)
• Shaun Kingsley Astley-Stone

  IRN SKA01016

  • CF29 Significant management (11 Mar 2010 to 31 Jul 2010)
• Simon Douglas Adams

  IRN SDA01047

  • CF10 Compliance Oversight (16 Nov 2004 to 18 Dec 2009)
• Sophie Eleanor Pazzaglia

  IRN SXL00123

  • SMF18 Other Overall Responsibility (since 28 Apr 2021)
• Sourish Mukherjee

  IRN SXM04921

  • [FCA CF] Significant management (since 6 Jan 2025)
• Stephen Ashley Karle

  IRN SAK01035

  • CF8 Apportionment and Oversight (1 Oct 2006 to 24 Oct 2008)
  • CF3 Chief Executive (1 Oct 2006 to 24 Oct 2008)
  • CF1 Director (1 Dec 2001 to 24 Oct 2008)

No changes recorded yet.