Simon Douglas Adams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hinckley and Rugby Building Society

    FRN 206043

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
    • [FCA CF] Significant management (since 1 Apr 2026)
    • [FCA CF] Manager of certification employee (since 2 Mar 2026)
    • [PRA CF] Key function holder (1 Jan 2025 to 1 Apr 2026)
  • Leek United Building Society (no longer approved here)

    FRN 100014

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 Aug 2016)
    • SMF4 Chief Risk (7 Mar 2016 to 1 Aug 2016)
    • SMF16 Compliance Oversight (7 Mar 2016 to 1 Aug 2016)
    • CF10 Compliance Oversight (4 Mar 2016 to 6 Mar 2016)
    • CF28 Systems and controls (4 Mar 2016 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (4 Mar 2016 to 6 Mar 2016)
  • Dudley Building Society (no longer approved here)

    FRN 161294

    • CF10 Compliance Oversight (6 Aug 2013 to 12 Dec 2014)
  • West Bromwich Mortgage Company Limited (no longer approved here)

    FRN 303089

    • CF29 Significant management (1 Nov 2007 to 18 Dec 2009)
    • CF17 Significant Mgt (Other Business Operations) (6 May 2005 to 31 Oct 2007)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF10 Compliance Oversight (16 Nov 2004 to 18 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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