Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414
  • Complaints Contact

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Fellows

    IRN AXF02018

    • [FCA CF] Material risk taker (1 Nov 2021 to 30 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 30 Nov 2024)
    • SMF16 Compliance Oversight (15 Jul 2016 to 25 Jan 2021)
  • Andrew Turvey

    IRN AXT00093

    • SMF16 Compliance Oversight (since 22 Mar 2024)
    • SMF4 Chief Risk (since 22 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Mar 2024)
  • Anna East

    IRN AXE01057

    • SMF10 Chair of the Risk Committee (4 Nov 2016 to 30 Nov 2017)
    • SMF14 Senior Independent Director (4 Nov 2016 to 30 Nov 2017)
    • SMF9 Chair of the Governing Body (7 Mar 2016 to 4 Nov 2016)
    • CF2 Non Executive Director (1 Jan 2008 to 6 Mar 2016)
  • Anthony James Hodder

    IRN AJH01312

    • CF2 Non Executive Director (1 Dec 2001 to 18 Jul 2002)
  • Baljeet Kaur

    IRN BXK78609

    • [PRA CF] Significant risk taker or Material risk taker (5 May 2020 to 27 Nov 2020)
  • Barry Wingard Frankling

    IRN BWF01010

    • CF2 Non Executive Director (1 Jan 2003 to 19 Jul 2012)
  • Christian Fleischmann

    IRN CXF00157

    • [FCA CF] Material risk taker (since 15 Jul 2025)
    • [FCA CF] Significant management (since 15 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Jul 2025)
    • [FCA CF] Material risk taker (7 May 2024 to 30 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 May 2024 to 30 Nov 2024)
  • Claire Hyde

    IRN CXH00434

    • [FCA CF] Material risk taker (1 Nov 2021 to 31 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 31 Mar 2022)
  • Danny O'Mahony

    IRN DXO00101

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 17 Mar 2023)
    • [FCA CF] Material risk taker (1 Nov 2021 to 17 Mar 2023)
  • David Alexander Gamble

    IRN DAG01154

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Dec 2016)
    • CF2 Non Executive Director (1 Jan 2007 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.