Shamsher Singh Gola

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Nov 2016)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (33)Employed By (since 30 Nov 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (16 Mar 2005 to 20 Sep 2005)
    • CF22 Investment Adviser (Trainee) (25 May 2004 to 16 Mar 2005)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2004)
    • Employed By (1 Oct 1998 to 16 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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