Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 10 Jul 2023)
- [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
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- [FCA CF] Functions requiring qualifications (24 May 2021 to 30 Dec 2022)
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- CF30 Customer (11 Apr 2016 to 11 Aug 2017)
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- CF30 Customer (7 Jan 2016 to 8 Apr 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.