WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Robert Bismann

    IRN ARB01305

    • CF30 Customer (21 Mar 2018 to 22 Feb 2019)
  • Andrew Robert Catchpole

    IRN ARC01125

    • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Andrew Robert Wood

    IRN ARA01092

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2026)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • Andrew Shaw

    IRN AXS00140

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2023)
    • [FCA CF] Client dealing (since 22 Sep 2023)
    • [FCA CF] Functions requiring qualifications (18 Dec 2020 to 27 Jul 2023)
    • [FCA CF] Client dealing (18 Dec 2020 to 27 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2003 to 26 Jul 2004)
  • Andrew Spencer Doman

    IRN ASD01079

    • CF2 Non Executive Director (11 Jul 2008 to 31 Jul 2009)
  • Andrew Stanley Monk

    IRN ASM01172

    • CF30 Customer (11 May 2017 to 8 Dec 2019)
  • Andrew Stephen Surtees

    IRN ASS01076

    • CF30 Customer (17 Nov 2016 to 14 Sep 2018)
  • Andrew Stubbs

    IRN AXS02222

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jun 2014 to 8 Dec 2019)
  • Andrew William Brown Magill

    IRN AWM00010

    • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • CF22 Investment Adviser (Trainee) (11 Jun 2007 to 31 Oct 2007)
  • Andrew William Southgate

    IRN AWS01082

    • CF30 Customer (1 Sep 2011 to 8 Apr 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.