Andrew Shaw

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2023)
    • [FCA CF] Client dealing (18 Dec 2020 to 27 Jul 2023)
    • [FCA CF] Functions requiring qualifications (18 Dec 2020 to 27 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2003 to 26 Jul 2004)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (15 Jul 2003 to 24 Nov 2003)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 15 Jul 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (15 Jul 2003 to 24 Nov 2003)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 15 Jul 2003)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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