Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Apr 2021)
- [FCA CF] Client dealing (since 22 Apr 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jul 2021)
- CF1 Director (AR) (11 Sep 2017 to 12 Jul 2021)
- CF30 Customer (11 Sep 2017 to 12 Jul 2021)
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- CF1 Director (AR) (11 Sep 2017 to 12 Jul 2021)
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- CF30 Customer (5 Jul 2013 to 1 Oct 2019)
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- CF30 Customer (27 Mar 2009 to 14 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 27 Feb 2009)
- CF22 Investment Adviser (Trainee) (11 Jun 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (28 Dec 2005 to 28 Feb 2007)
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- CF24 Pension Transfer Specialist (27 May 2004 to 19 Oct 2005)
- CF21 Investment Adviser (27 May 2004 to 19 Oct 2005)
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- (2)Employed By (27 May 2004 to 19 Oct 2005)
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- CF21 Investment Adviser (10 Apr 2003 to 30 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.