WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lauren Claire Boldy

    IRN LCB01049

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
    • CF30 Customer (28 Sep 2015 to 8 Dec 2019)
  • Laurence John Bembridge

    IRN LJB00001

    • CF30 Customer (19 Mar 2012 to 25 Dec 2012)
  • Laurie Dickie

    IRN LXD01126

    • CF22 Investment Adviser (Trainee) (20 Jul 2004 to 13 Dec 2004)
  • Leanne Ina McKay Peacock

    IRN LIP00001

    • CF22 Investment Adviser (Trainee) (12 Apr 2006 to 15 Sep 2006)
  • Lee Andrew Quinn

    IRN LXQ01028

    • [FCA CF] Functions requiring qualifications (14 Jan 2020 to 1 Jul 2022)
    • [FCA CF] Client dealing (14 Jan 2020 to 1 Jul 2022)
    • CF30 Customer (12 Sep 2016 to 6 Apr 2018)
  • Lee Brocklehurst

    IRN LXB00063

    • CF21 Investment Adviser (20 May 2003 to 13 Dec 2004)
    • CF22 Investment Adviser (Trainee) (21 Jan 2003 to 20 May 2003)
  • Lee Damian Seviour

    IRN LDS00005

    • CF30 Customer (8 Dec 2009 to 12 May 2015)
  • Lee Michael Seaton

    IRN LMS01052

    • CF30 Customer (24 Jun 2010 to 4 Feb 2011)
  • Lee Owen Brett

    IRN LOB00001

    • CF30 Customer (12 May 2014 to 29 Dec 2015)
  • Lee Paul Dobson

    IRN LPD00003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Jun 2010 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Jul 2005 to 30 Jan 2007)
    • CF22 Investment Adviser (Trainee) (16 Apr 2004 to 11 Jul 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.