Lee Owen Brett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 Jan 2016 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (12 May 2014 to 29 Dec 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 21 Aug 2013)
    • CF22 Investment Adviser (Trainee) (26 Jul 2002 to 4 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
  • The Investment House (2135) (no longer approved here)

    FRN 177829

    • Employed By (25 Feb 2002 to 29 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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