WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Peter Stewart

    IRN LPS01029

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2021)
    • [FCA CF] Client dealing (since 10 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2021)
    • CF30 Customer (22 Mar 2013 to 8 Dec 2019)
  • Leigh Matthew Philpot

    IRN LMP01028

    • SMF18 Other Overall Responsibility (26 Jan 2024 to 19 Feb 2024)
  • Leigh Melvyn Hodson

    IRN LMH00004

    • CF30 Customer (1 Nov 2007 to 3 Aug 2018)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Leon Andrew Owen

    IRN LAO01009

    • CF30 Customer (20 Dec 2010 to 8 Apr 2015)
  • Leslie Alexander Mitchell

    IRN LAM00012

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Lewis Bell

    IRN LXB00480

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 27 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2024)
  • Lewis Ross Greenwood

    IRN LXG38321

    • [FCA CF] Functions requiring qualifications (15 May 2023 to 24 Aug 2023)
    • [FCA CF] Client dealing (15 May 2023 to 24 Aug 2023)
  • Liam Anthony White

    IRN LAW01059

    • CF30 Customer (28 Aug 2012 to 30 Sep 2016)
  • Linda Jane Wallace

    IRN LXW25835

    • SMF1 Chief Executive (21 Dec 2023 to 31 Dec 2025)
    • SMF3 Executive Director (14 Jun 2021 to 31 Dec 2025)
    • Responsibility for MCD Intermediation (14 Jun 2021 to 31 Dec 2025)
    • Responsible for Insurance Distribution (14 Jun 2021 to 31 Dec 2025)
    • SMF18 Other Overall Responsibility (6 Mar 2020 to 14 Jun 2021)
  • Linda Jayne Taylor

    IRN LJT00003

    • CF30 Customer (1 Nov 2007 to 18 Oct 2013)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2006 to 15 May 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.