Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (15 May 2023 to 24 Aug 2023)
    • [FCA CF] Functions requiring qualifications (15 May 2023 to 24 Aug 2023)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • Appointed representative dealing with clients for which they require qualification (16 Feb 2022 to 31 Mar 2023)
    • CF30 Customer (15 Feb 2022 to 31 Mar 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (1 Feb 2021 to 7 Nov 2021)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 7 Nov 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Apr 2020 to 1 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.