Leigh Matthew Philpot

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- SMF18 Other Overall Responsibility (26 Jan 2024 to 19 Feb 2024)
Brooks Macdonald Asset Management Limited (no longer approved here)
FRN 184918
- [FCA CF] Manager of certification employee (13 Apr 2022 to 22 May 2023)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- [FCA CF] Client dealing (31 Jan 2019 to 7 Jun 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Jun 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jan 2018)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- CF21 Investment Adviser (6 Apr 2006 to 31 Aug 2006)
- CF27 Investment Management (6 Apr 2006 to 31 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.