Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF30 Customer (25 Nov 2013 to 3 Nov 2017)
    • CF1 Director (AR) (25 Nov 2013 to 3 Nov 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 18 Oct 2013)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2006 to 15 May 2006)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (18 Sep 2002 to 5 Jan 2006)
    • CF22 Investment Adviser (Trainee) (24 Jan 2002 to 18 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.