Lee Paul Dobson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Jun 2010 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Jul 2005 to 30 Jan 2007)
    • CF22 Investment Adviser (Trainee) (16 Apr 2004 to 11 Jul 2005)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 4 May 2010)
    • CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Mar 2007 to 30 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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