Lee Michael Seaton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (27 Oct 2021 to 28 Jun 2022)
    • [FCA CF] Functions requiring qualifications (27 Oct 2021 to 28 Jun 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (9 Jul 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (9 Jul 2020 to 7 Apr 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (11 Mar 2011 to 21 Jun 2013)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (24 Jun 2010 to 4 Feb 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 2 Nov 2009)
    • CF21 Investment Adviser (26 Apr 2006 to 26 Apr 2006)
    • CF22 Investment Adviser (Trainee) (10 May 2004 to 26 Apr 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (12 Jun 2006 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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