WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Ann Pincher

    IRN KAP01082

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2024)
    • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
  • Karen Ann Watson-Brown

    IRN KAW01085

    • [FCA CF] Functions requiring qualifications (21 Jan 2022 to 1 Apr 2025)
    • [FCA CF] Client dealing (21 Jan 2022 to 1 Apr 2025)
    • CF30 Customer (21 Nov 2016 to 8 Dec 2019)
  • Karen Baxter

    IRN KXN33162

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2023)
    • [FCA CF] Client dealing (since 10 Aug 2023)
  • Karen Blatchford

    IRN KXB00264

    • SMF18 Other Overall Responsibility (since 4 Apr 2024)
  • Karen Denise Harris

    IRN KDH00017

    • CF30 Customer (18 Jan 2011 to 3 Jun 2011)
  • Karen Louise Woodgate

    IRN KLW00013

    • [FCA CF] Manager of certification employee (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Aug 2024)
    • CF30 Customer (21 Aug 2012 to 1 Jan 2018)
  • Karen Stevens

    IRN KXS11013

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Karl David Thorpe

    IRN KDT01012

    • CF21 Investment Adviser (17 Feb 2006 to 24 Apr 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2005 to 17 Feb 2006)
  • Karl Kozurek

    IRN KXK01241

    • CF24 Pension Transfer Specialist (11 May 2005 to 31 Oct 2005)
  • Karla Michelle Ryan

    IRN KMR01034

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (10 May 2012 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.