WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kashif Hussain

    IRN KXH78945

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2025)
    • [FCA CF] Client dealing (since 14 Feb 2025)
  • Kate Emma Baker

    IRN KXB00111

    • [FCA CF] Client dealing (3 Oct 2022 to 12 Apr 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 2 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2024)
  • Katherine Hill

    IRN KXH01375

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jul 2025)
    • CF30 Customer (15 Nov 2012 to 8 Dec 2019)
  • Katherine Louise Rogers

    IRN KLR01028

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2023)
    • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
  • Kathryn Axcell-Steele

    IRN KXA00391

    • [FCA CF] Significant management (9 Dec 2024 to 1 Mar 2025)
  • Kathryn Jane Lloyd

    IRN KJL01071

    • CF30 Customer (1 Nov 2007 to 23 Oct 2014)
    • CF22 Investment Adviser (Trainee) (6 Oct 2006 to 31 Oct 2007)
  • Katie Marie Dicken

    IRN KMD01047

    • CF30 Customer (18 Jan 2013 to 7 May 2018)
  • Katie Wadey

    IRN KXW00295

    • SMF3 Executive Director (since 6 Feb 2026)
    • SMF7 Group Entity Senior Manager (5 Jun 2024 to 6 Feb 2026)
  • Katrina Wood

    IRN KXW00012

    • CF30 Customer (28 Aug 2012 to 20 Jan 2015)
  • Kaye Price

    IRN KXW00055

    • CF30 Customer (1 Nov 2007 to 1 Jun 2018)
    • CF21 Investment Adviser (8 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2003 to 8 Nov 2005)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.