Kate Emma Baker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & MEDICAL INVESTMENTS LIMITED

    FRN 185193

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Dec 2025)
    • [FCA CF] Client dealing (since 22 Dec 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (3 Oct 2022 to 12 Apr 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 2 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2024)

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Updates to this individual's record on the FCA register.

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