Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 14 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 14 Feb 2025)
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- Employed By (28 May 2024 to 16 Dec 2024)
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- CF30 Customer (11 Mar 2024 to 16 Dec 2024)
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- Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 1 Mar 2024)
- CF30 Customer (25 Jul 2022 to 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (20 Oct 2021 to 1 Mar 2024)
- [FCA CF] Client dealing (20 Oct 2021 to 1 Mar 2024)
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- (18)Employed By (25 Jul 2022 to 1 Mar 2024)
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- [FCA CF] Functions requiring qualifications (6 Aug 2018 to 28 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.