Katie Marie Dicken

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westminster Wealth Management LLP

    FRN 490519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2021)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (22 May 2020 to 17 Sep 2021)
    • [FCA CF] Client dealing (22 May 2020 to 17 Sep 2021)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (18 Jan 2013 to 7 May 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Dec 2007 to 24 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.