Karen Denise Harris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Horsham Financial Services Ltd (no longer approved here)
FRN 543545
- Employed By (23 Jun 2020 to 14 Mar 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2022)
- CF30 Customer (29 Oct 2018 to 14 Mar 2022)
HPB MANAGEMENT LIMITED (no longer approved here)
FRN 232235
- CF30 Customer (21 Jan 2013 to 9 Nov 2018)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (18 Jan 2011 to 3 Jun 2011)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (28 May 2010 to 31 Dec 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.