HPB MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alexandra Alice Clifton-Thompson
IRN AAC00014
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
Alison Mary Roberts
IRN AXR00684
- [FCA CF] Client dealing (since 3 Jan 2023)
Amanda Jane Griggs
IRN AJG01336
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Jul 2008 to 8 Dec 2019)
Amanda Jayne Evans
IRN AJE01138
- CF30 Customer (5 May 2012 to 1 Sep 2014)
Andrew Richard Godden
IRN ARG00029
- CF30 Customer (1 Nov 2007 to 5 Jan 2015)
- CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
Anne Bernadette Ryan
IRN ABR00004
- CF21 Investment Adviser (18 Nov 2004 to 24 Mar 2006)
Anthony George Ashcroft
IRN AGA00003
- CF30 Customer (6 Feb 2012 to 31 Dec 2017)
Anthony William Paul Relf
IRN AWR01057
- CF30 Customer (13 Jan 2014 to 8 Aug 2016)
Barnaby Edward Geoffrey Baber
IRN BXB01365
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (14 Oct 2019 to 8 Dec 2019)
- CF30 Customer (15 Oct 2010 to 8 Dec 2019)
Barry Cropper
IRN BXC00067
- CF21 Investment Adviser (18 Nov 2004 to 31 Aug 2005)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.