HPB MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Barry McCready
IRN BXM00033
- CF30 Customer (1 Nov 2007 to 31 Mar 2012)
- CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
Carol Bridget Shaw
IRN CBS01027
- CF30 Customer (22 Aug 2008 to 8 Dec 2019)
Caroline Ann Garnett
IRN CAG00008
- CF30 Customer (1 Nov 2007 to 16 Nov 2011)
- CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
Caroline Faith Clay
IRN CFC01052
- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2025)
- CF30 Customer (14 Oct 2013 to 8 Dec 2019)
Christine Helen Francis
IRN CHF00001
- CF30 Customer (1 Nov 2007 to 5 Jan 2015)
- CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
Christine Morton
IRN CXM01812
- [FCA CF] Client dealing (since 4 Aug 2025)
Christopher Gerald Grunbaum
IRN CGG01018
- CF22 Investment Adviser (Trainee) (18 Nov 2004 to 21 Apr 2006)
Claire Teresa Woodley
IRN CTW01041
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2020)
- CF30 Customer (1 Sep 2014 to 8 Dec 2019)
Clare Sarah Harding
IRN CXH00764
- [FCA CF] Client dealing (since 4 Mar 2024)
Daniel Richard Clare
IRN DRC01164
- CF30 Customer (12 Nov 2007 to 12 Dec 2008)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.