Date authorised
1 April 2013
Companies House
01581593
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    HPB House
    Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066
  • Complaints Contact

    24 Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Alan Kirk

    IRN DAK01087

    • CF30 Customer (24 Feb 2014 to 8 Aug 2016)
  • David Andrew Browne

    IRN DAB00024

    • CF30 Customer (1 Nov 2007 to 10 Jul 2008)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • David Anthony Tucker

    IRN DAT00014

    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • David George William Montgomery

    IRN DGM01125

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 22 Feb 2007)
  • David James Gray

    IRN DJG01267

    • CF30 Customer (8 Mar 2013 to 8 Dec 2019)
  • Denise Ann Milner

    IRN DAM01211

    • CF30 Customer (17 Jul 2008 to 30 Nov 2008)
  • Diane Joy Hilton

    IRN DJH01469

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
  • Edwin Michael Seear

    IRN EMS00006

    • CF21 Investment Adviser (18 Nov 2004 to 9 Sep 2005)
  • Elaine Devaney

    IRN EXD01115

    • CF21 Investment Adviser (18 Nov 2004 to 14 Nov 2006)
  • Elizabeth Helen Kelvin

    IRN EXJ00111

    • [FCA CF] Client dealing (since 3 Jan 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.