HPB MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
01581593
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    HPB House
    Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066
    Web
    https://www.hpb.co.uk

  • Complaints Contact

    24 Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Edwin Smith

    IRN EES00001

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Fiona Caroline Borley

    IRN FXB00101

    • SMF3 Executive Director (since 9 Mar 2022)
    • SMF16 Compliance Oversight (since 8 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
  • Fiona Elizabeth Monson

    IRN FXM09615

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Jan 2019 to 8 Dec 2019)
  • Francis Elliot Gordon

    IRN FEG00005

    • CF30 Customer (1 Nov 2007 to 12 Apr 2013)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Frank Sparrow

    IRN FXS00031

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Gary Brown

    IRN GXB02044

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (26 Jan 2015 to 8 Dec 2019)
  • Gemma Louise Thompson

    IRN GLT01023

    • CF30 Customer (13 Jan 2012 to 11 Jul 2014)
  • Geoffrey Charles Short

    IRN GCS00007

    • CF30 Customer (1 Nov 2007 to 5 Jan 2015)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Geoffrey Donald Baber

    IRN GDB00008

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Nov 2004 to 8 Dec 2019)
    • CF3 Chief Executive (18 Nov 2004 to 1 May 2008)
    • CF8 Apportionment and Oversight (18 Nov 2004 to 1 May 2008)
  • Geoffrey Harrison-Dees

    IRN GXH01192

    • CF2 Non Executive Director (18 Nov 2004 to 18 Apr 2008)
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Recent activity

Updates to this firm's record on the FCA register.

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