Date authorised
1 April 2013
Companies House
01581593
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    HPB House
    Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066
  • Complaints Contact

    24 Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giles Hugh Wilkinson

    IRN GHW01038

    • CF30 Customer (11 Jan 2012 to 15 Mar 2012)
  • Helen Mary Aplin

    IRN HMA01051

    • CF30 Customer (20 Jan 2014 to 31 May 2018)
  • Henry Clovis Williams

    IRN HXW00016

    • CF30 Customer (1 Nov 2007 to 28 May 2009)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Howard Neil St Quinton

    IRN HNS01016

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
    • CF30 Customer (12 Nov 2016 to 8 Dec 2019)
  • Ian Giles Crane

    IRN IGC01015

    • CF30 Customer (1 Nov 2007 to 5 Oct 2010)
    • CF22 Investment Adviser (Trainee) (17 Jan 2007 to 31 Oct 2007)
  • Ian Stuart Richardson

    IRN ISR01020

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Oct 2019 to 8 Dec 2019)
  • Ian Thorne Allan

    IRN ITA01003

    • CF30 Customer (22 Aug 2008 to 30 Nov 2008)
  • Jacqueline Baker

    IRN JXB01647

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)
  • James Campbell Clark Ford

    IRN JXF00752

    • [FCA CF] Client dealing (since 27 Jan 2026)
  • James Christopher Boyce

    IRN JCB00022

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
    • CF3 Chief Executive (1 May 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
    • CF1 Director (18 Nov 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.