Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
    • CF3 Chief Executive (1 May 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
    • CF1 Director (18 Nov 2004 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (13 Nov 2012 to 19 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.