Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HPB MANAGEMENT LIMITED
FRN 232235
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
- CF3 Chief Executive (1 May 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
- CF1 Director (18 Nov 2004 to 8 Dec 2019)
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- CF1 Director (AR) (13 Nov 2012 to 19 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.