Date authorised
1 April 2013
Companies House
01581593
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    HPB House
    Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066
  • Complaints Contact

    24 Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Gordon Anthony Wilkinson

    IRN JXW09617

    • CF30 Customer (4 Jan 2019 to 15 Sep 2019)
  • Jane Caroline Butler

    IRN JCB00024

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Janet Marie Hurren

    IRN JMH01275

    • CF22 Investment Adviser (Trainee) (11 Jul 2006 to 4 Oct 2007)
  • Jasvinder Singh Saggu

    IRN JSS01143

    • CF2 Non Executive Director (19 Nov 2007 to 19 Aug 2010)
  • Jeffrey Allen Whenman

    IRN JAW00033

    • CF21 Investment Adviser (18 Nov 2004 to 25 Sep 2007)
  • John Smith Pullar

    IRN JSP00011

    • CF30 Customer (1 Nov 2007 to 31 Dec 2017)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Julie Lynne Barnes

    IRN JLB00012

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Karen Denise Harris

    IRN KDH00017

    • CF30 Customer (21 Jan 2013 to 9 Nov 2018)
  • Katrina McCready

    IRN KXM01834

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Mar 2012 to 8 Dec 2019)
  • Lindsey Ann Payne

    IRN LXP00370

    • [FCA CF] Client dealing (4 Mar 2024 to 30 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.