Date authorised
1 April 2013
Companies House
01581593
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    HPB House
    Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066
  • Complaints Contact

    24 Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Padley

    IRN MXP00003

    • CF30 Customer (1 Nov 2007 to 5 Jan 2015)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Marguerite Rose Salfairso

    IRN MRS00019

    • CF21 Investment Adviser (18 Nov 2004 to 25 Aug 2005)
  • Mark John Robinson

    IRN MXR01049

    • [FCA CF] Client dealing (since 4 Aug 2025)
  • Mary Elizabeth Davies

    IRN MED01041

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Michael Brian Lott

    IRN MBL01030

    • CF30 Customer (1 Nov 2007 to 14 Feb 2014)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Feb 2006 to 27 Sep 2006)
  • Michael Thomas Haynes

    IRN MTH00004

    • CF21 Investment Adviser (9 Oct 2006 to 25 Sep 2007)
  • Nicholas Patrick Beamish

    IRN NPB00008

    • CF1 Director (18 Nov 2004 to 1 Aug 2019)
  • Nuala Bernadette Barnes

    IRN NBB00004

    • CF30 Customer (1 Nov 2007 to 17 Jul 2012)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Pamela Lesley Yianni

    IRN PLY01003

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Mar 2017 to 8 Dec 2019)
  • Paul Francis Albert Clark

    IRN PFC01042

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (18 Nov 2004 to 1 Aug 2019)
    • CF10 Compliance Oversight (18 Nov 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Nov 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.