HPB MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Paul Richard Matthews
IRN PRM01159
- CF30 Customer (24 Mar 2012 to 22 Feb 2013)
Paul Vyvyan Phillips Thomas
IRN PVT00003
- CF30 Customer (1 Nov 2007 to 28 Apr 2017)
- CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
Peter Edward Boorne
IRN PEB00032
- CF30 Customer (1 Nov 2007 to 30 Apr 2012)
- CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
Philip Nigel Durbin
IRN PND01013
- CF30 Customer (26 Feb 2008 to 4 Jul 2014)
Robert Gerald Boyce
IRN RGB00014
- CF2 Non Executive Director (30 Apr 2008 to 8 Dec 2019)
- CF1 Director (18 Nov 2004 to 30 Apr 2008)
Robert James Coe
IRN RJC01329
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Jan 2009 to 8 Dec 2019)
Robin Nicholson
IRN RXN01390
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 Jan 2016 to 8 Dec 2019)
Roger Paul Richard Ogden
IRN RPO00001
- CF1 Director (21 Mar 2005 to 31 Dec 2009)
Rosamund Mary Gough
IRN RMG01138
- CF30 Customer (28 Oct 2011 to 4 Jun 2014)
Rupert St. John Seager
IRN RXS01623
- CF1 Director (18 Nov 2004 to 12 May 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.