Date authorised
1 April 2013
Companies House
01581593
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    HPB House
    Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066
  • Complaints Contact

    24 Old Station Road
    Newmarket
    Suffolk
    CB8 8EH
    UNITED KINGDOM
    Phone
    +4401638660066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sally Diana Plunkett

    IRN SDP01088

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (15 Mar 2006 to 31 Oct 2007)
  • Sean Keddy

    IRN SXK00980

    • [FCA CF] Client dealing (since 4 Aug 2025)
  • Sharon Lesley Brown

    IRN SXB01905

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Nov 2004 to 17 Oct 2005)
  • Sharon Victoria Phillippo

    IRN SXP00714

    • [FCA CF] Client dealing (since 3 Jan 2023)
  • Stacey Roberts

    IRN SXR01054

    • [FCA CF] Client dealing (since 29 Jan 2026)
  • Stephen Clayton

    IRN SXC00050

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • Stephen John Whenman

    IRN SJW00034

    • CF21 Investment Adviser (1 Dec 2004 to 10 Jul 2005)
  • Susan Ellen Mower

    IRN SEM00030

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (26 Jan 2015 to 8 Dec 2019)
  • Suzanne Mary Potts

    IRN SMP01171

    • CF30 Customer (24 Mar 2012 to 31 Dec 2012)
  • Thomas Martin Ryan

    IRN TMR00007

    • CF21 Investment Adviser (18 Nov 2004 to 23 Apr 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.