Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (10 May 2012 to 8 Dec 2019)
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- CF30 Customer (5 Feb 2008 to 17 Jul 2009)
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- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 2 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.