WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Johan Wilson

    IRN RJW01303

    • CF30 Customer (1 Nov 2007 to 18 Nov 2014)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jun 2006 to 10 Oct 2006)
  • Richard John Clarke

    IRN RJC01302

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jan 2023)
    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
  • Richard John Earl

    IRN RJE00012

    • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2005)
  • Richard John Mein

    IRN RJM00024

    • CF21 Investment Adviser (9 Jun 2006 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (11 Jul 2005 to 11 Jul 2006)
  • Richard John Owens

    IRN RJO00023

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 23 Dec 2003)
  • Richard John Smith

    IRN RJS01283

    • CF21 Investment Adviser (14 Jan 2005 to 30 Jun 2005)
  • Richard Jonathan Mills

    IRN RJM00075

    • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
  • Richard Michael Hosley

    IRN RMH00004

    • [FCA CF] Functions requiring qualifications (5 May 2020 to 8 Sep 2021)
    • [FCA CF] Client dealing (5 May 2020 to 8 Sep 2021)
  • Richard Michael Lindley

    IRN RML00022

    • CF21 Investment Adviser (14 Jan 2005 to 5 Apr 2007)
  • Richard Michael Robert Hodson

    IRN RMH00024

    • CF30 Customer (1 Nov 2007 to 10 Jan 2012)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.