Richard John Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (25 Jul 2019 to 11 Sep 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (10 Aug 2005 to 24 May 2006)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 30 Jun 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (22 Sep 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (2 Dec 2002 to 22 Sep 2004)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (22 Sep 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (2 Dec 2002 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.