Richard John Owens

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 20 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 31 Oct 2022)
    • CF30 Customer (since 21 Sep 2022)
  • Owens Wealth Management Ltd

    FRN 983079

    • (1)Employed By (since 21 Sep 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 23 Dec 2003)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 31 Jan 2002)
    • CF21 Investment Adviser (31 Jan 2002 to 2 Jun 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (31 Jan 2002 to 2 Jun 2003)
    • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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