Richard John Earl

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Oct 2020)
    • Appointed representative dealing with clients for which they require qualification (since 20 Oct 2020)
    • CF1 Director (AR) (since 3 Sep 2020)
    • CF30 Customer (since 3 Sep 2020)
  • Realistic Financial Planning Ltd

    FRN 923717

    • (2)Employed By (since 3 Sep 2020)
  • Cervello Financial Planning Limited (no longer approved here)

    FRN 629538

    • CF30 Customer (29 Oct 2015 to 8 Dec 2019)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • CF30 Customer (20 Mar 2015 to 30 Sep 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (21 Mar 2013 to 5 May 2015)
    • CF21 Investment Adviser (25 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2006 to 25 Apr 2006)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.