Cervello Financial Planning Limited

Date authorised
16 February 2015
Companies House
07571920
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cumberland House 24-28
    Baxter Avenue
    Southend-On-Sea
    Southend-On-Sea
    SS2 6HZ
    UNITED KINGDOM
    Phone
    +4401708606202
    Web
    https://www.cervellofp.co.uk

  • Complaints Contact

    Cumberland House 24-28
    Baxter Avenue
    Southend-On-Sea
    Southend-On-Sea
    SS2 6HZ
    UNITED KINGDOM
    Phone
    +4401708606202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cassandra Daems

    IRN CXD01723

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Feb 2015 to 8 Dec 2019)
  • Christopher Daems

    IRN CXD01190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (16 Feb 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Feb 2015 to 30 Sep 2018)
    • CF1 Director (16 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Feb 2015 to 8 Dec 2019)
  • Demitrius Alexander Nurse

    IRN DAN00006

    • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
  • Karthica Underwood

    IRN KXR01226

    • CF30 Customer (16 Feb 2015 to 30 Apr 2015)
  • Richard John Earl

    IRN RJE00012

    • CF30 Customer (29 Oct 2015 to 8 Dec 2019)
  • Sammy Michael Whybrow

    IRN SMW01145

    • CF30 Customer (1 Apr 2017 to 12 Sep 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.