Christopher Daems

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cervello Financial Planning Limited

    FRN 629538

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (16 Feb 2015 to 8 Dec 2019)
    • CF1 Director (16 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (16 Feb 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Feb 2015 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (26 Apr 2013 to 11 Feb 2015)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF30 Customer (26 Apr 2013 to 10 Dec 2013)
  • Christopher Daems (no longer approved here)

    FRN 508983

    • Employed By (8 Oct 2009 to 11 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.