Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 23 Apr 2021)
    • CF30 Customer (since 22 Apr 2021)
    • (1)Employed By (since 22 Apr 2021)
  • Cervello Financial Planning Limited (no longer approved here)

    FRN 629538

    • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (31 May 2017 to 28 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.