Karthica Underwood

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Timeline Portfolios Ltd

    FRN 840807

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Sep 2019 to 8 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2019 to 8 Dec 2019)
  • Cervello Financial Planning Limited (no longer approved here)

    FRN 629538

    • CF30 Customer (16 Feb 2015 to 30 Apr 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (26 Apr 2013 to 11 Feb 2015)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF30 Customer (26 Apr 2013 to 10 Dec 2013)
  • Christopher Daems (no longer approved here)

    FRN 508983

    • Employed By (25 Jan 2013 to 11 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.