WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Loveridge

    IRN SXL00132

    • (1480)CF30 Customer (19 Mar 2012 to 22 Jun 2018)
  • Susanah Marie Foster

    IRN SMF01083

    • (305)4. Giving personal recommendations on retail investment products which are not broker funds
    • (306)[FCA CF] Client dealing (since 9 Dec 2019)
    • (307)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (980)CF30 Customer (13 Mar 2018 to 8 Dec 2019)
  • Suzanne Hansford

    IRN SXB01573

    • (644)CF21 Investment Adviser (14 Jan 2005 to 29 Jul 2005)
  • Sylvia Read

    IRN SXR00127

    • (1482)CF21 Investment Adviser (19 Aug 2004 to 13 Dec 2004)
    • (1481)CF22 Investment Adviser (Trainee) (30 May 2003 to 19 Aug 2004)
  • Tahira Latif Khan

    IRN TLK01008

    • (1012)[FCA CF] Functions requiring qualifications (9 Sep 2020 to 26 Apr 2021)
    • (1011)[FCA CF] Client dealing (9 Sep 2020 to 26 Apr 2021)
    • (1010)CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Tamsin Alicia Byford Thomas

    IRN TXT00084

    • (683)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (684)4. Giving personal recommendations on retail investment products which are not broker funds
    • (686)[FCA CF] Functions requiring qualifications (since 10 Mar 2023)
    • (685)[FCA CF] Client dealing (since 10 Mar 2023)
  • Tazi Lorraine Smith

    IRN TLS01017

    • (93)CF30 Customer (1 Nov 2007 to 7 Sep 2012)
    • (95)CF21 Investment Adviser (8 Jan 2007 to 31 Oct 2007)
    • (94)CF22 Investment Adviser (Trainee) (16 May 2006 to 8 Jan 2007)
  • Tean Hatt

    IRN TXH01172

    • (2001)CF21 Investment Adviser (23 Dec 2003 to 27 Mar 2006)
    • (2000)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 23 Dec 2003)
  • Terence Brett Spivey

    IRN TBS00005

    • (443)CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)
  • Terence John Nicholson

    IRN TJN01023

    • (605)CF30 Customer (1 Nov 2007 to 31 Aug 2015)
    • (607)CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
    • (606)CF22 Investment Adviser (Trainee) (21 Apr 2006 to 31 Oct 2006)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (776)Responsible for Insurance Distribution

  2. controlled function added: (775)Responsibility for MCD Intermediation

  3. controlled function added: (774)SMF7 Group Entity Senior Manager

  4. controlled function added: (773)SMF7 Group Entity Senior Manager

  5. controlled function added: (772)SMF5 Head of Internal Audit

  6. controlled function added: (771)[FCA CF] Functions requiring qualifications

  7. controlled function added: (770)[FCA CF] Client dealing

  8. controlled function added: (769)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (768)[FCA CF] Functions requiring qualifications

  10. controlled function added: (767)[FCA CF] Client dealing

Show more