Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Feb 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Feb 2026)
- CF30 Customer (6 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (16 May 2013 to 1 Feb 2017)
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- CF30 Customer (1 Nov 2007 to 17 Jan 2013)
- CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Feb 2005 to 2 Jun 2005)
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- CF21 Investment Adviser (19 Aug 2004 to 13 Dec 2004)
- CF22 Investment Adviser (Trainee) (30 May 2003 to 19 Aug 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.