Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yorke Finance Ltd (no longer approved here)

    FRN 756100

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Feb 2026)
    • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
  • Clarity Wealth Management LLP (no longer approved here)

    FRN 575252

    • CF30 Customer (16 May 2013 to 1 Feb 2017)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Jan 2013)
    • CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Feb 2005 to 2 Jun 2005)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (19 Aug 2004 to 13 Dec 2004)
    • CF22 Investment Adviser (Trainee) (30 May 2003 to 19 Aug 2004)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.