Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 31 Aug 2015)
    • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Apr 2006 to 31 Oct 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (26 Jan 2005 to 21 Feb 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (4 Aug 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (25 Mar 2002 to 4 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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