Wells Fargo Securities International Limited

Date authorised
1 April 2013
Companies House
03426903
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 King William Street
    London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442039428000

  • Complaints Contact

    33 King William Street
    London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442039428000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Dawn Henderson

    IRN ADW01076

    • SMF12 Chair of the Remuneration Committee (since 20 Dec 2023)
  • Angus Hamilton

    IRN AXH03316

    • [FCA CF] Client dealing (since 30 Mar 2026)
  • Angus Ian Adair

    IRN AXA01138

    • [FCA CF] Client dealing (since 27 Aug 2024)
  • Angus James Small

    IRN AJS01298

    • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 17 May 2022)
    • CF29 Significant management (19 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (18 Nov 2013 to 8 Dec 2019)
  • Angus John McAlpine Halton

    IRN AJH01360

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (26 Nov 2019 to 8 Dec 2019)
  • Ankur Ashok Goyal

    IRN AXG01703

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Client dealing (since 17 Feb 2022)
    • [FCA CF] Material risk taker (since 17 Feb 2022)
    • [FCA CF] Significant management (since 17 Feb 2022)
  • Anna Louise Anderson

    IRN ALA01028

    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)
  • Annabel Mimi My Tran Luu

    IRN AXL36419

    • [FCA CF] Client dealing (since 28 Jul 2022)
  • Anouar Bahbouhi

    IRN AXB02589

    • CF30 Customer (18 Mar 2014 to 8 Dec 2019)
  • Anthony Murray

    IRN AXM01738

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • CF29 Significant management (6 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (10 Sep 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.