Anthony Murray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prism Financial Products LLP

    FRN 607481

    • CF30 Customer (since 8 Jul 2024)
    • [FCA CF] Material risk taker (since 25 Apr 2023)
    • [FCA CF] Manager of certification employee (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 13 Apr 2023)
    • [FCA CF] Significant management (since 12 Apr 2023)
  • Prism Financial Products LP

    FRN 782608

    • (9)Employed By (since 8 Jul 2024)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • CF29 Significant management (6 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (10 Sep 2014 to 8 Dec 2019)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • CF29 Significant management (26 May 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (29 Nov 2002 to 8 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.